Examiner Expectations
SEC, FINRA, and state regulators expect documented security controls. An IT provider saying "you're covered" isn't evidence.
Insurance Requirements
Cyber insurance carriers are requiring EDR, MFA, backups, and hardening as conditions for coverage, with proof, not promises.
Client Due Diligence
Clients and custodians send security questionnaires. Without a baseline assessment, your answers are guesswork.
Ransomware Targeting
Financial firms are high-value targets. Attackers know you handle sensitive data and can't afford downtime.
Small IT, Big Risk
Most firms under 200 employees don't have dedicated security staff. Your MSP handles operations but may not measure security.
Fiduciary Duty
Protecting client PII and financial data isn't optional. Regulators hold leadership personally accountable for security failures.
Security Baseline Assessment
Benchmark scan with posture score, findings, and prioritized remediation roadmap
Endpoint Hardening
Workstations and servers configured to security benchmark standards
Managed EDR
24/7 endpoint detection, isolation, and response, not just antivirus
M365 & Email Security
MFA enforcement, conditional access, phishing protection, and tenant hardening
Compliance Evidence Packages
Insurance-ready and examiner-ready documentation mapped to your requirements
Security Awareness Training
Phishing simulations and employee training to reduce human risk